feat(proxy): add general_settings.fips_mode startup gate (#48600)

* feat(proxy): add LITELLM_FIPS_MODE startup gate

With LITELLM_FIPS_MODE=true the proxy refuses to start when TLS verification
is off, when Python's OpenSSL does not enforce FIPS, or when the startup
password migration fails. A value that is not true/false also refuses.

* feat(proxy): refuse FIPS mode when cryptography's OpenSSL is not FIPS

The stock cryptography wheel bundles its own non-FIPS OpenSSL, which serves
JWT, Fernet and AES-GCM even when Python's OpenSSL enforces FIPS.

* fix(proxy): refuse FIPS mode when cryptography's FIPS provider cannot hash

The stock cryptography wheel reads the host's FIPS config and reports FIPS on,
but its bundled OpenSSL cannot load the host's FIPS provider, so every
operation fails. Require a working SHA-256 alongside the FIPS flag.

* fix(proxy): refuse TLS verification off anywhere in FIPS mode

A model's own ssl_verify: false reached the HTTP client after the startup check
passed. get_ssl_verify now raises in FIPS mode whenever verification resolves
to off, which also covers the startup check.

* refactor(proxy): return FIPS boot refusals as values and harden the FIPS tests

* fix(proxy): stop refusing TLS verification off in FIPS mode

Skipping certificate verification is a security choice, not a FIPS one:
the TLS connection still only uses algorithms the FIPS provider allows.

* feat(fips): refuse a database used without FIPS mode, drop the password migration change

FIPS mode marks a new database with a fips_mode row in LiteLLM_Config and refuses one that already holds
LiteLLM rows without it. Without FIPS mode, the proxy refuses a database carrying the marker.

* test(fips): close the database test clients with aclose so the engine stops

* feat(fips): read FIPS mode from general_settings.fips_mode instead of LITELLM_FIPS_MODE

* refactor(fips): keep fips_mode out of the API-writable general settings, it is read from the config file only

* fix(fips): retry the startup marker and state reads once after a dropped connection

A dropped connection during the non-FIPS marker read used to count as an unmarked
database, so a blip at boot let a non-FIPS proxy start on a FIPS database. Both reads
now go through call_with_db_reconnect_retry, the reconnect-and-retry the other startup
reads use. A read that still fails keeps its old outcome.

* fix(fips): refuse a fips_mode key that has no value

fips_mode: os.environ/X with X unset, or a bare fips_mode: / null, resolved to None and
started without FIPS mode and without a message, while an empty string refused. A key
that is present now has to be a boolean; only a config without the key means off.

* refactor(fips): move the database check out of the boot gate

The boot gate keeps the setting and the two OpenSSL checks. The check that a
database matches the FIPS setting moves to its own PR, so a boot without the flag
runs no extra database read.

* test(fips): pin how a fips_mode string is read through enforce_fips_mode
This commit is contained in:
yucheng-berri 2026-11-03 14:56:14 -08:00 • committed by GitHub
parent 2c2eed021f
commit ffbbb6366b
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5 changed files with 284 additions and 0 deletions

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@ -0,0 +1,90 @@
from collections.abc import Mapping
from typing import Final
from litellm.secret_managers.main import str_to_bool
FIPS_MODE_SETTING: Final = "fips_mode"
_SETTING: Final = f"general_settings.{FIPS_MODE_SETTING}"
class FipsModeError(Exception):
pass
def _fips_mode_setting(general_settings: Mapping[str, object]) -> bool | None:
"""general_settings.fips_mode as a boolean: False when the key is absent, None when it is not a boolean, including
a key with no value."""
if FIPS_MODE_SETTING not in general_settings:
return False
value: Final = general_settings[FIPS_MODE_SETTING]
if isinstance(value, bool):
return value
return str_to_bool(value) if isinstance(value, str) else None
def openssl_enforces_fips() -> bool:
"""Python's OpenSSL runs with FIPS-only defaults and itself refuses MD5."""
try:
import _hashlib
if _hashlib.get_fips_mode() != 1:
return False
except (ImportError, AttributeError, ValueError):
return False
try:
_hashlib.new("md5", b"", usedforsecurity=True)
except ValueError:
return True
return False
def cryptography_enforces_fips() -> bool:
"""The cryptography library's own OpenSSL runs with FIPS-only defaults and its FIPS provider can hash SHA-256."""
try:
from cryptography.exceptions import InternalError, UnsupportedAlgorithm
from cryptography.hazmat.bindings._rust import openssl as rust_openssl
from cryptography.hazmat.primitives import hashes
except ImportError:
return False
try:
if not rust_openssl.is_fips_enabled():
return False
hashes.Hash(hashes.SHA256()).finalize()
except (AttributeError, InternalError, UnsupportedAlgorithm):
return False
return True
def fips_mode_refusal(general_settings: Mapping[str, object]) -> str | None:
"""Why the proxy must not start: general_settings.fips_mode is not a boolean, or is on but Python's or the
cryptography library's OpenSSL does not enforce FIPS. None when it may start."""
setting: Final = _fips_mode_setting(general_settings)
if setting is None:
value: Final = general_settings.get(FIPS_MODE_SETTING)
if value is None:
return (
f"{_SETTING} has no value: it is empty, or an os.environ/ reference to a variable that is not set. "
"Set it to true or false, or remove it."
)
return f"{_SETTING}={value!r} is not a boolean. Set it to true or false, or remove it."
if not setting:
return None
if not openssl_enforces_fips():
return (
f"{_SETTING} is on but OpenSSL does not enforce FIPS. Run the proxy on an OpenSSL with its FIPS "
f"provider active and default_properties = fips=yes, or turn {_SETTING} off."
)
if not cryptography_enforces_fips():
return (
f"{_SETTING} is on but the cryptography library's OpenSSL has no working FIPS provider. Build it "
"against the system OpenSSL (pip install --no-binary cryptography cryptography), or turn "
f"{_SETTING} off."
)
return None
def enforce_fips_mode(general_settings: Mapping[str, object]) -> None:
"""Raise FipsModeError with the fips_mode_refusal reason, if there is one."""
refusal: Final = fips_mode_refusal(general_settings)
if refusal is not None:
raise FipsModeError(refusal)

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@ -530,6 +530,7 @@ from litellm.proxy.common_utils.encrypt_decrypt_utils import (
encrypt_value_helper,
)
from litellm.proxy.common_utils.error_body_call_id import JSON_OBJECT, error_body_call_id, with_call_id
from litellm.proxy.common_utils.fips import enforce_fips_mode
from litellm.proxy.common_utils.healthy_model_filter import (
get_hidden_unhealthy_model_names,
is_healthy_only_listing_default,
@ -1673,6 +1674,8 @@ async def _proxy_lifespan(app: FastAPI, resources: AsyncExitStack) -> AsyncGener
if decoded_worker_config is not None:
await initialize_from_worker_config(decoded_worker_config)
enforce_fips_mode(general_settings_view())
async with AsyncExitStack() as boot_database:
enforce_master_key_boot_verdict(
await with_stored_secrets_counted(

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@ -0,0 +1,39 @@
import _hashlib
import json
from pathlib import Path
from typing import Final
import pytest
from tests.integration._support.client import Gateway
from tests.integration._support.process import refused_boot_log
def _config(directory: Path, upstream_url: str, fips_mode: object) -> Path:
config: Final = directory / "fips_boot.yaml"
config.write_text(
json.dumps(
{
"model_list": [
{
"model_name": "fips-model",
"litellm_params": {"model": "openai/fips-model", "api_base": upstream_url, "api_key": "sk-x"},
}
],
"general_settings": {"fips_mode": fips_mode},
}
)
)
return config
def test_fips_mode_refuses_to_start_when_openssl_does_not_enforce_fips(gateway: Gateway, tmp_path: Path) -> None:
if _hashlib.get_fips_mode() == 1:
pytest.skip("this runner's OpenSSL is in FIPS mode")
log: Final = refused_boot_log(gateway, tmp_path, {}, config=_config(tmp_path, gateway.upstream_url, True))
assert "general_settings.fips_mode is on but OpenSSL does not enforce FIPS" in log, log
def test_fips_mode_refuses_to_start_on_a_value_that_is_not_a_boolean(gateway: Gateway, tmp_path: Path) -> None:
log: Final = refused_boot_log(gateway, tmp_path, {}, config=_config(tmp_path, gateway.upstream_url, "enforced"))
assert "general_settings.fips_mode='enforced' is not a boolean" in log, log

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@ -0,0 +1,120 @@
import _hashlib
from collections.abc import Mapping
from contextlib import nullcontext
from typing import Final
from unittest.mock import Mock
import pytest
from cryptography.exceptions import InternalError
from cryptography.hazmat.bindings._rust import openssl as rust_openssl
from cryptography.hazmat.primitives import hashes
from litellm.proxy.common_utils.fips import (
FipsModeError,
cryptography_enforces_fips,
enforce_fips_mode,
openssl_enforces_fips,
)
def _fake_openssl(monkeypatch: pytest.MonkeyPatch, *, fips_flag: int, md5_refused: bool) -> None:
real_new: Final = _hashlib.new
def new(name: str, data: bytes = b"", *, usedforsecurity: bool = True) -> _hashlib.HASH:
if name == "md5" and md5_refused:
raise _hashlib.UnsupportedDigestmodError("unsupported hash type")
return real_new(name, data, usedforsecurity=usedforsecurity)
monkeypatch.setattr(_hashlib, "get_fips_mode", lambda: fips_flag)
monkeypatch.setattr(_hashlib, "new", new)
@pytest.mark.parametrize(
"fips_flag, md5_refused, enforces",
[(1, True, True), (0, True, False), (1, False, False)],
ids=["fips", "fips-flag-off", "md5-allowed"],
)
def test_openssl_enforces_fips_needs_the_fips_flag_and_a_refused_md5(
monkeypatch: pytest.MonkeyPatch, fips_flag: int, md5_refused: bool, enforces: bool
) -> None:
_fake_openssl(monkeypatch, fips_flag=fips_flag, md5_refused=md5_refused)
assert openssl_enforces_fips() is enforces
def test_openssl_without_get_fips_mode_does_not_enforce_fips(monkeypatch: pytest.MonkeyPatch) -> None:
monkeypatch.delattr(_hashlib, "get_fips_mode")
assert openssl_enforces_fips() is False
@pytest.mark.parametrize(
"fips_enabled, sha256_broken, enforces",
[(True, False, True), (False, False, False), (True, True, False)],
ids=["fips", "fips-flag-off", "sha256-broken"],
)
def test_cryptography_enforces_fips_needs_the_fips_flag_and_a_working_sha256(
monkeypatch: pytest.MonkeyPatch, fips_enabled: bool, sha256_broken: bool, enforces: bool
) -> None:
monkeypatch.setattr(rust_openssl, "is_fips_enabled", lambda: fips_enabled)
if sha256_broken:
monkeypatch.setattr(hashes, "Hash", Mock(side_effect=InternalError("Unknown OpenSSL error", [])))
assert cryptography_enforces_fips() is enforces
def test_cryptography_without_is_fips_enabled_does_not_enforce_fips(monkeypatch: pytest.MonkeyPatch) -> None:
monkeypatch.delattr(rust_openssl, "is_fips_enabled")
assert cryptography_enforces_fips() is False
def test_this_runners_python_openssl_does_not_enforce_fips() -> None:
if _hashlib.get_fips_mode() == 1:
pytest.skip("this runner's Python OpenSSL is in FIPS mode")
assert openssl_enforces_fips() is False
def test_this_runners_cryptography_openssl_does_not_enforce_fips() -> None:
if rust_openssl.is_fips_enabled():
pytest.skip("this runner's cryptography OpenSSL is in FIPS mode")
assert cryptography_enforces_fips() is False
@pytest.mark.parametrize(
"general_settings, openssl_fips, cryptography_fips, refusal",
[
({}, False, False, None),
({"fips_mode": False}, False, False, None),
({"fips_mode": "false"}, False, False, None),
({"fips_mode": True}, True, True, None),
({"fips_mode": "true"}, True, True, None),
({"fips_mode": True}, False, True, "general_settings.fips_mode is on but OpenSSL does not enforce FIPS"),
({"fips_mode": " TRUE "}, False, True, "general_settings.fips_mode is on but OpenSSL does not enforce FIPS"),
({"fips_mode": True}, True, False, "cryptography library's OpenSSL has no working FIPS provider"),
({"fips_mode": "enforced"}, True, True, "general_settings.fips_mode='enforced' is not a boolean"),
({"fips_mode": 1}, True, True, "general_settings.fips_mode=1 is not a boolean"),
({"fips_mode": None}, True, True, "general_settings.fips_mode has no value"),
],
ids=[
"unset",
"false",
"false-from-a-string",
"fips",
"fips-from-a-string",
"openssl-not-fips",
"openssl-not-fips-from-a-padded-string",
"cryptography-not-fips",
"not-a-boolean",
"a-number",
"no-value",
],
)
def test_enforce_fips_mode(
monkeypatch: pytest.MonkeyPatch,
general_settings: Mapping[str, object],
openssl_fips: bool,
cryptography_fips: bool,
refusal: str | None,
) -> None:
_fake_openssl(monkeypatch, fips_flag=int(openssl_fips), md5_refused=openssl_fips)
monkeypatch.setattr(rust_openssl, "is_fips_enabled", lambda: cryptography_fips)
with pytest.raises(FipsModeError, match=refusal) if refusal else nullcontext():
enforce_fips_mode(general_settings)

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@ -1794,6 +1794,38 @@ async def test_proxy_startup_refuses_an_unsafe_master_key_even_when_the_database
assert ("could not be checked" in announced[0]) == key_can_have_encrypted_the_database
@pytest.mark.asyncio
async def test_proxy_startup_reads_fips_mode_from_the_config_file(
monkeypatch: pytest.MonkeyPatch, tmp_path: Path
) -> None:
from litellm.proxy.common_utils.fips import FipsModeError
from litellm.proxy.proxy_server import proxy_startup_event
_boot_with_general_settings(monkeypatch, tmp_path, {"master_key": "sk-a-safe-master-key", "fips_mode": True})
monkeypatch.setattr("litellm.proxy.common_utils.fips.openssl_enforces_fips", lambda: False)
with pytest.raises(FipsModeError, match=r"general_settings\.fips_mode is on but OpenSSL does not enforce FIPS"):
async with proxy_startup_event(FastAPI()):
pass
@pytest.mark.asyncio
async def test_proxy_startup_refuses_a_fips_mode_reference_to_an_unset_variable(
monkeypatch: pytest.MonkeyPatch, tmp_path: Path
) -> None:
from litellm.proxy.common_utils.fips import FipsModeError
from litellm.proxy.proxy_server import proxy_startup_event
_boot_with_general_settings(
monkeypatch, tmp_path, {"master_key": "sk-a-safe-master-key", "fips_mode": "os.environ/FIPS_MODE_NOT_SET"}
)
monkeypatch.delenv("FIPS_MODE_NOT_SET", raising=False)
with pytest.raises(FipsModeError, match=r"general_settings\.fips_mode has no value"):
async with proxy_startup_event(FastAPI()):
pass
class _DatabaseWithOneStoredCredential:
def __init__(self, ciphertext):
self._ciphertext = ciphertext