feat(rate-limit): atomic check-and-increment-by-N for multi-process safety

The previous fix for the TOCTOU bypass relied on a per-instance asyncio.Lock,
which closed the window only within a single proxy worker. Multi-replica
deployments still raced across processes — A and B both read counter=99,
both passed validation, both incremented to 100/100 → effective limit doubled.

Add `CHECK_AND_INCREMENT_BY_N_SCRIPT` Lua script that processes any number of
(window_key, counter_key, limit, increment, ttl) descriptors atomically with
all-or-nothing semantics: if any descriptor would exceed its limit, no counter
is modified and the script returns OVER_LIMIT with the offending descriptor's
state. When Redis isn't configured, the in-memory fallback uses the existing
asyncio.Lock for single-process atomicity.

Expose this as `_PROXY_MaxParallelRequestsHandler_v3.atomic_check_and_increment_by_n`
and rewire both call sites:

- batch_rate_limiter._check_and_increment_batch_counters: replace the
  read_only=True check + separate async_increment_tokens_with_ttl_preservation
  with a single atomic call passing the batch's (request_count, total_tokens)
  as the increment.
- dynamic_rate_limiter_v3._check_rate_limits: bundle model_saturation_check
  (always enforced) and priority_model (enforced only when saturated) into
  one atomic call. When priority is unenforced, increment its counter via
  the existing should_rate_limit(read_only=False) path for tracking only.

Update structural regression tests to assert the new atomic path is used
rather than the legacy two-phase pattern.

Tests: 4/4 TOCTOU tests pass, 59 existing rate-limiter tests pass, no
regressions.

Co-Authored-By: Claude Opus 4.7 (1M context) <noreply@anthropic.com>
This commit is contained in:
Krrish Dholakia 2026-04-30 18:54:36 -07:00
parent dbe5c3b0b2
commit dd57ae6691
4 changed files with 463 additions and 236 deletions

View file

@ -17,7 +17,7 @@ Quick summary:
- async_log_success_event() fires on GET /v1/batches/{id} (batch completion)
"""
from typing import TYPE_CHECKING, Any, Dict, List, Literal, Optional, Union
from typing import TYPE_CHECKING, Any, Dict, List, Literal, Optional, Union, cast
from fastapi import HTTPException
from pydantic import BaseModel
@ -164,18 +164,13 @@ class _PROXY_BatchRateLimiter(CustomLogger):
batch_usage: BatchFileUsage,
) -> None:
"""
Check rate limits and increment counters by the batch amounts.
Atomically check + increment rate-limit counters by the batch amounts.
Raises HTTPException if any limit would be exceeded.
Holds the limiter's check-and-increment lock across the read-only
check and the increment to prevent concurrent batches from each
observing the same pre-increment state and collectively exceeding
the limit (TOCTOU).
Raises HTTPException if any descriptor would exceed its limit; in that
case no counter is modified. Backed by `atomic_check_and_increment_by_n`
which uses a Redis Lua script when available (multi-process atomic) and
falls back to a per-process asyncio.Lock + in-memory operation.
"""
from litellm.types.caching import RedisPipelineIncrementOperation
# Create descriptors and check if batch would exceed limits
descriptors = self.parallel_request_limiter._create_rate_limit_descriptors(
user_api_key_dict=user_api_key_dict,
data=data,
@ -184,75 +179,35 @@ class _PROXY_BatchRateLimiter(CustomLogger):
model_has_failures=False,
)
async with self.parallel_request_limiter._check_and_increment_lock:
# Check current usage without incrementing
rate_limit_response = await self.parallel_request_limiter.should_rate_limit(
increments = cast(
List[Dict[Literal["requests", "tokens"], int]],
[
{
"requests": batch_usage.request_count,
"tokens": batch_usage.total_tokens,
}
for _ in descriptors
],
)
rate_limit_response = (
await self.parallel_request_limiter.atomic_check_and_increment_by_n(
descriptors=descriptors,
increments=increments,
parent_otel_span=user_api_key_dict.parent_otel_span,
read_only=True,
)
)
# Verify batch won't exceed any limits
if rate_limit_response["overall_code"] == "OVER_LIMIT":
for status in rate_limit_response["statuses"]:
rate_limit_type = status["rate_limit_type"]
limit_remaining = status["limit_remaining"]
required_capacity = (
batch_usage.request_count
if rate_limit_type == "requests"
else batch_usage.total_tokens if rate_limit_type == "tokens" else 0
)
if required_capacity > limit_remaining:
if status["code"] == "OVER_LIMIT":
self._raise_rate_limit_error(
status, descriptors, batch_usage, rate_limit_type
status,
descriptors,
batch_usage,
status["rate_limit_type"],
)
# Build pipeline operations for batch increments
# Reuse the same keys that descriptors check
pipeline_operations: List[RedisPipelineIncrementOperation] = []
for descriptor in descriptors:
key = descriptor["key"]
value = descriptor["value"]
rate_limit = descriptor.get("rate_limit")
if rate_limit is None:
continue
# Add RPM increment if limit is set
if rate_limit.get("requests_per_unit") is not None:
rpm_key = self.parallel_request_limiter.create_rate_limit_keys(
key=key, value=value, rate_limit_type="requests"
)
pipeline_operations.append(
RedisPipelineIncrementOperation(
key=rpm_key,
increment_value=batch_usage.request_count,
ttl=self.parallel_request_limiter.window_size,
)
)
# Add TPM increment if limit is set
if rate_limit.get("tokens_per_unit") is not None:
tpm_key = self.parallel_request_limiter.create_rate_limit_keys(
key=key, value=value, rate_limit_type="tokens"
)
pipeline_operations.append(
RedisPipelineIncrementOperation(
key=tpm_key,
increment_value=batch_usage.total_tokens,
ttl=self.parallel_request_limiter.window_size,
)
)
# Execute increments
if pipeline_operations:
await self.parallel_request_limiter.async_increment_tokens_with_ttl_preservation(
pipeline_operations=pipeline_operations,
parent_otel_span=user_api_key_dict.parent_otel_span,
)
async def count_input_file_usage(
self,
file_id: str,

View file

@ -4,7 +4,7 @@ Dynamic rate limiter v3 - Saturation-aware priority-based rate limiting
import os
from datetime import datetime
from typing import TYPE_CHECKING, Callable, Dict, List, Optional, Union
from typing import TYPE_CHECKING, Callable, Dict, List, Literal, Optional, Union
from fastapi import HTTPException
@ -460,101 +460,90 @@ class _PROXY_DynamicRateLimitHandlerV3(CustomLogger):
if priority_descriptors:
descriptors_to_check.extend(priority_descriptors)
# Phases 1-3 must run as a single atomic critical section. Without
# this lock, concurrent requests all observe the same Phase 1 state,
# all pass enforcement, then all increment in Phase 3 — bypassing
# the limit (TOCTOU). Multi-replica deployments additionally rely on
# Redis Lua atomicity for cross-process safety.
async with self.v3_limiter._check_and_increment_lock:
# PHASE 1: Read-only check of ALL limits (no increments)
check_response = await self.v3_limiter.should_rate_limit(
descriptors=descriptors_to_check,
parent_otel_span=user_api_key_dict.parent_otel_span,
read_only=True, # CRITICAL: Don't increment counters yet
)
# Atomic check-and-increment for the ENFORCED descriptor set:
# - model_saturation_check is always enforced
# - priority_model is enforced only when saturation crosses threshold
#
# Backed by a Redis Lua script (multi-process atomic) with an
# asyncio.Lock + in-memory fallback for single-process deployments.
# All-or-nothing: if any enforced descriptor would exceed its limit,
# no counter is modified and the response carries "OVER_LIMIT".
enforced_descriptors: List[RateLimitDescriptor] = [model_wide_descriptor]
if priority_descriptors and should_enforce_priority:
enforced_descriptors.extend(priority_descriptors)
verbose_proxy_logger.debug(
f"Read-only check: {json.dumps(check_response, indent=2)}"
)
per_request_increment: Dict[Literal["requests", "tokens"], int] = {
"requests": 1,
"tokens": 0,
}
atomic_response = await self.v3_limiter.atomic_check_and_increment_by_n(
descriptors=enforced_descriptors,
increments=[per_request_increment for _ in enforced_descriptors],
parent_otel_span=user_api_key_dict.parent_otel_span,
)
# PHASE 2: Decide which limits to enforce
if check_response["overall_code"] == "OVER_LIMIT":
for status in check_response["statuses"]:
if status["code"] == "OVER_LIMIT":
descriptor_key = status["descriptor_key"]
verbose_proxy_logger.debug(
f"Atomic check+increment response: {json.dumps(atomic_response, indent=2)}"
)
# Model-wide limit exceeded (ALWAYS enforce)
if descriptor_key == "model_saturation_check":
raise HTTPException(
status_code=429,
detail={
"error": f"Model capacity reached for {model}. "
f"Priority: {priority}, "
f"Rate limit type: {status['rate_limit_type']}, "
f"Remaining: {status['limit_remaining']}"
},
headers={
"retry-after": str(self.v3_limiter.window_size),
"rate_limit_type": str(status["rate_limit_type"]),
"x-litellm-priority": priority or "default",
},
)
if atomic_response["overall_code"] == "OVER_LIMIT":
for status in atomic_response["statuses"]:
if status["code"] != "OVER_LIMIT":
continue
descriptor_key = status["descriptor_key"]
if descriptor_key == "model_saturation_check":
raise HTTPException(
status_code=429,
detail={
"error": f"Model capacity reached for {model}. "
f"Priority: {priority}, "
f"Rate limit type: {status['rate_limit_type']}, "
f"Remaining: {status['limit_remaining']}"
},
headers={
"retry-after": str(self.v3_limiter.window_size),
"rate_limit_type": str(status["rate_limit_type"]),
"x-litellm-priority": priority or "default",
},
)
if descriptor_key == "priority_model":
verbose_proxy_logger.debug(
f"Enforcing priority limits for {model}, saturation: {saturation:.1%}, "
f"priority: {priority}"
)
raise HTTPException(
status_code=429,
detail={
"error": f"Priority-based rate limit exceeded. "
f"Priority: {priority}, "
f"Rate limit type: {status['rate_limit_type']}, "
f"Remaining: {status['limit_remaining']}, "
f"Model saturation: {saturation:.1%}"
},
headers={
"retry-after": str(self.v3_limiter.window_size),
"rate_limit_type": str(status["rate_limit_type"]),
"x-litellm-priority": priority or "default",
"x-litellm-saturation": f"{saturation:.2%}",
},
)
# Priority limit exceeded (ONLY enforce when saturated)
elif (
descriptor_key == "priority_model"
and should_enforce_priority
):
verbose_proxy_logger.debug(
f"Enforcing priority limits for {model}, saturation: {saturation:.1%}, "
f"priority: {priority}"
)
raise HTTPException(
status_code=429,
detail={
"error": f"Priority-based rate limit exceeded. "
f"Priority: {priority}, "
f"Rate limit type: {status['rate_limit_type']}, "
f"Remaining: {status['limit_remaining']}, "
f"Model saturation: {saturation:.1%}"
},
headers={
"retry-after": str(self.v3_limiter.window_size),
"rate_limit_type": str(status["rate_limit_type"]),
"x-litellm-priority": priority or "default",
"x-litellm-saturation": f"{saturation:.2%}",
},
)
# PHASE 3: Increment counters separately to avoid early-exit issues
# Model counter must ALWAYS increment, but priority counter might be over limit
# If we increment them together, v3_limiter's in-memory check will exit early
# and skip incrementing the model counter
# Step 3a: Increment model-wide counter (always)
model_increment_response = await self.v3_limiter.should_rate_limit(
descriptors=[model_wide_descriptor],
# If priority is NOT enforced (saturation below threshold) but
# priority_descriptors exist, increment them for tracking only — no
# check, no rollback. This matches the prior tracking semantics.
if priority_descriptors and not should_enforce_priority:
priority_tracking_response = await self.v3_limiter.should_rate_limit(
descriptors=priority_descriptors,
parent_otel_span=user_api_key_dict.parent_otel_span,
read_only=False,
)
# Step 3b: Increment priority counter (may be over limit, but we still track it)
if priority_descriptors:
priority_increment_response = await self.v3_limiter.should_rate_limit(
descriptors=priority_descriptors,
parent_otel_span=user_api_key_dict.parent_otel_span,
read_only=False,
)
# Combine responses for post-call hook
combined_response = {
"overall_code": model_increment_response["overall_code"],
"statuses": model_increment_response["statuses"]
+ priority_increment_response["statuses"],
}
data["litellm_proxy_rate_limit_response"] = combined_response
else:
data["litellm_proxy_rate_limit_response"] = model_increment_response
data["litellm_proxy_rate_limit_response"] = {
"overall_code": atomic_response["overall_code"],
"statuses": atomic_response["statuses"]
+ priority_tracking_response["statuses"],
}
else:
data["litellm_proxy_rate_limit_response"] = atomic_response
async def async_pre_call_hook(
self,

View file

@ -81,6 +81,85 @@ end
return results
"""
CHECK_AND_INCREMENT_BY_N_SCRIPT = """
-- Atomic check-and-increment-by-N across one or more descriptors.
-- All-or-nothing: if any descriptor would exceed its limit, no counter is
-- modified.
--
-- KEYS layout: pairs of (window_key, counter_key), one pair per descriptor.
-- ARGV layout:
-- ARGV[1] = now (unix seconds)
-- ARGV[2] = window_size (seconds)
-- For each descriptor i (1..N), starting at ARGV[3]:
-- ARGV[3 + (i-1)*3 + 0] = limit
-- ARGV[3 + (i-1)*3 + 1] = increment
-- ARGV[3 + (i-1)*3 + 2] = ttl (counter TTL when window resets)
--
-- Return on success: { 0, new_counter_1, new_counter_2, ... }
-- Return on over-limit: { 1, descriptor_index, current_counter, limit }
local now = tonumber(ARGV[1])
local window_size = tonumber(ARGV[2])
local descriptor_count = #KEYS / 2
-- Pass 1: read state, validate. Abort without writing if any over limit.
local descriptor_state = {}
for i = 1, descriptor_count do
local window_key = KEYS[(i - 1) * 2 + 1]
local counter_key = KEYS[(i - 1) * 2 + 2]
local arg_base = 3 + (i - 1) * 3
local limit = tonumber(ARGV[arg_base])
local increment = tonumber(ARGV[arg_base + 1])
local window_start = redis.call('GET', window_key)
local window_expired = (not window_start) or
((now - tonumber(window_start)) >= window_size)
local current_counter
if window_expired then
current_counter = 0
else
current_counter = tonumber(redis.call('GET', counter_key) or 0)
end
if current_counter + increment > limit then
return { 1, i, current_counter, limit }
end
descriptor_state[i] = { window_expired, current_counter }
end
-- Pass 2: all checks passed. Apply increments.
local results = { 0 }
for i = 1, descriptor_count do
local window_key = KEYS[(i - 1) * 2 + 1]
local counter_key = KEYS[(i - 1) * 2 + 2]
local arg_base = 3 + (i - 1) * 3
local increment = tonumber(ARGV[arg_base + 1])
local ttl = tonumber(ARGV[arg_base + 2])
local window_expired = descriptor_state[i][1]
if window_expired then
redis.call('SET', window_key, tostring(now))
redis.call('SET', counter_key, increment)
redis.call('EXPIRE', window_key, window_size)
if ttl > 0 then
redis.call('EXPIRE', counter_key, ttl)
end
table.insert(results, increment)
else
local new_counter = redis.call('INCRBY', counter_key, increment)
local current_ttl = redis.call('TTL', counter_key)
if current_ttl == -1 and ttl > 0 then
redis.call('EXPIRE', counter_key, ttl)
end
table.insert(results, new_counter)
end
end
return results
"""
TOKEN_INCREMENT_SCRIPT = """
local results = {}
@ -163,9 +242,15 @@ class _PROXY_MaxParallelRequestsHandler_v3(CustomLogger):
TOKEN_INCREMENT_SCRIPT
)
)
self.check_and_increment_by_n_script = (
self.internal_usage_cache.dual_cache.redis_cache.async_register_script(
CHECK_AND_INCREMENT_BY_N_SCRIPT
)
)
else:
self.batch_rate_limiter_script = None
self.token_increment_script = None
self.check_and_increment_by_n_script = None
self.window_size = int(os.getenv("LITELLM_RATE_LIMIT_WINDOW_SIZE", 60))
@ -595,6 +680,233 @@ class _PROXY_MaxParallelRequestsHandler_v3(CustomLogger):
)
return rate_limit_response
async def atomic_check_and_increment_by_n(
self,
descriptors: List[RateLimitDescriptor],
increments: List[Dict[Literal["requests", "tokens"], int]],
parent_otel_span: Optional[Span] = None,
) -> RateLimitResponse:
"""
Atomic check-and-increment-by-N across one or more descriptors.
All-or-nothing: if any descriptor would exceed its limit, no counter is
modified and the response carries `overall_code = "OVER_LIMIT"` with
the offending descriptor's status. Closes the TOCTOU window between
read and increment in both single-process and multi-process (Redis)
deployments.
Args:
descriptors: rate-limit descriptors to check
increments: per-descriptor increment amounts, indexed parallel to
`descriptors`. Each entry is `{"requests": int, "tokens": int}`
values default to 0 when a descriptor has no matching limit.
Returns:
RateLimitResponse with one status per (descriptor, rate_limit_type)
counter, mirroring `should_rate_limit`'s shape.
"""
if len(descriptors) != len(increments):
raise ValueError(
"atomic_check_and_increment_by_n: descriptors and increments "
"must have the same length"
)
keys: List[str] = []
per_counter_meta: List[Dict[str, Any]] = []
script_args: List[Any] = []
for descriptor, increment_amounts in zip(descriptors, increments):
descriptor_key = descriptor["key"]
descriptor_value = descriptor["value"]
rate_limit: RateLimitDescriptorRateLimitObject = (
descriptor.get("rate_limit") or RateLimitDescriptorRateLimitObject()
)
window_size = rate_limit.get("window_size") or self.window_size
window_key = f"{{{descriptor_key}:{descriptor_value}}}:window"
for rate_limit_type in ("requests", "tokens"):
rlt: Literal["requests", "tokens"] = cast(
Literal["requests", "tokens"], rate_limit_type
)
if rlt == "requests":
limit_value = rate_limit.get("requests_per_unit")
inc_amount = int(increment_amounts.get("requests", 0) or 0)
else:
limit_value = rate_limit.get("tokens_per_unit")
inc_amount = int(increment_amounts.get("tokens", 0) or 0)
if limit_value is None or inc_amount <= 0:
continue
counter_key = self.create_rate_limit_keys(
descriptor_key, descriptor_value, rlt
)
keys.extend([window_key, counter_key])
script_args.extend([int(limit_value), inc_amount, int(window_size)])
per_counter_meta.append(
{
"descriptor_key": descriptor_key,
"current_limit": int(limit_value),
"rate_limit_type": rlt,
"window_key": window_key,
"counter_key": counter_key,
"increment": inc_amount,
"ttl": int(window_size),
}
)
if not keys:
return RateLimitResponse(overall_code="OK", statuses=[])
current_time = self._get_current_time()
now_int = int(current_time.timestamp())
# Multi-process atomicity via Redis Lua. Single-process atomicity
# falls back to the asyncio.Lock + in-memory sliding window below.
if self.check_and_increment_by_n_script is not None:
try:
raw = await self.check_and_increment_by_n_script(
keys=keys,
args=[now_int, self.window_size] + script_args,
)
return self._build_atomic_response(raw, per_counter_meta)
except Exception as e:
verbose_proxy_logger.warning(
f"atomic_check_and_increment_by_n Lua failed, falling back "
f"to in-memory: {str(e)}"
)
async with self._check_and_increment_lock:
return await self._atomic_check_and_increment_in_memory(
per_counter_meta=per_counter_meta,
now_int=now_int,
parent_otel_span=parent_otel_span,
)
def _build_atomic_response(
self,
raw: List[Any],
per_counter_meta: List[Dict[str, Any]],
) -> RateLimitResponse:
"""Convert Lua script return value to RateLimitResponse."""
if not raw:
return RateLimitResponse(overall_code="OK", statuses=[])
status_code = int(raw[0])
if status_code == 1:
# Over limit: { 1, descriptor_index (1-based), current_counter, limit }
descriptor_index = int(raw[1]) - 1
current_counter = int(raw[2])
limit = int(raw[3])
meta = per_counter_meta[descriptor_index]
return RateLimitResponse(
overall_code="OVER_LIMIT",
statuses=[
RateLimitStatus(
code="OVER_LIMIT",
current_limit=limit,
limit_remaining=max(0, limit - current_counter),
rate_limit_type=meta["rate_limit_type"],
descriptor_key=meta["descriptor_key"],
)
],
)
statuses: List[RateLimitStatus] = []
for meta, new_counter in zip(per_counter_meta, raw[1:]):
statuses.append(
RateLimitStatus(
code="OK",
current_limit=meta["current_limit"],
limit_remaining=max(0, meta["current_limit"] - int(new_counter)),
rate_limit_type=meta["rate_limit_type"],
descriptor_key=meta["descriptor_key"],
)
)
return RateLimitResponse(overall_code="OK", statuses=statuses)
async def _atomic_check_and_increment_in_memory(
self,
per_counter_meta: List[Dict[str, Any]],
now_int: int,
parent_otel_span: Optional[Span] = None,
) -> RateLimitResponse:
"""In-memory all-or-nothing check-and-increment. Caller holds lock."""
# Pass 1: read state, validate.
descriptor_state: List[Dict[str, Any]] = []
for meta in per_counter_meta:
window_start = await self.internal_usage_cache.async_get_cache(
key=meta["window_key"],
litellm_parent_otel_span=parent_otel_span,
local_only=True,
)
window_expired = (
window_start is None
or (now_int - int(window_start)) >= self.window_size
)
current_counter = (
0
if window_expired
else int(
await self.internal_usage_cache.async_get_cache(
key=meta["counter_key"],
litellm_parent_otel_span=parent_otel_span,
local_only=True,
)
or 0
)
)
if current_counter + meta["increment"] > meta["current_limit"]:
return RateLimitResponse(
overall_code="OVER_LIMIT",
statuses=[
RateLimitStatus(
code="OVER_LIMIT",
current_limit=meta["current_limit"],
limit_remaining=max(
0, meta["current_limit"] - current_counter
),
rate_limit_type=meta["rate_limit_type"],
descriptor_key=meta["descriptor_key"],
)
],
)
descriptor_state.append(
{"window_expired": window_expired, "current": current_counter}
)
# Pass 2: apply increments.
statuses: List[RateLimitStatus] = []
for meta, state in zip(per_counter_meta, descriptor_state):
new_counter = (
meta["increment"]
if state["window_expired"]
else state["current"] + meta["increment"]
)
if state["window_expired"]:
await self.internal_usage_cache.async_set_cache(
key=meta["window_key"],
value=str(now_int),
ttl=self.window_size,
litellm_parent_otel_span=parent_otel_span,
local_only=True,
)
await self.internal_usage_cache.async_set_cache(
key=meta["counter_key"],
value=new_counter,
ttl=meta["ttl"],
litellm_parent_otel_span=parent_otel_span,
local_only=True,
)
statuses.append(
RateLimitStatus(
code="OK",
current_limit=meta["current_limit"],
limit_remaining=max(0, meta["current_limit"] - new_counter),
rate_limit_type=meta["rate_limit_type"],
descriptor_key=meta["descriptor_key"],
)
)
return RateLimitResponse(overall_code="OK", statuses=statuses)
def create_organization_rate_limit_descriptor(
self, user_api_key_dict: UserAPIKeyAuth, requested_model: Optional[str] = None
) -> List[RateLimitDescriptor]:

View file

@ -19,7 +19,7 @@ check-and-increment becomes atomic.
import asyncio
import os
import sys
from typing import Any, Dict, List, Optional
from typing import List
import pytest
@ -102,9 +102,7 @@ async def test_batch_limiter_concurrent_bypasses_tpm_via_toctou():
tpm_limit=TPM_LIMIT,
rpm_limit=1000,
)
batch_usage = BatchFileUsage(
total_tokens=BATCH_TOKENS, request_count=1
)
batch_usage = BatchFileUsage(total_tokens=BATCH_TOKENS, request_count=1)
barrier = _make_phase1_barrier(NUM_CONCURRENT)
rate_limiter.should_rate_limit = barrier(rate_limiter.should_rate_limit)
@ -136,15 +134,13 @@ async def test_batch_limiter_concurrent_bypasses_tpm_via_toctou():
@pytest.mark.asyncio
async def test_batch_limiter_check_and_increment_is_two_separate_calls():
async def test_batch_limiter_uses_atomic_check_and_increment():
"""
Structural test: _check_and_increment_batch_counters issues a read_only=True
check followed by a separate increment call non-atomic by construction.
Regression test: batch limiter routes through
`atomic_check_and_increment_by_n` rather than the legacy two-phase
pattern (read_only=True check + separate async_increment_tokens_with_ttl_preservation).
Records call ordering on parallel_request_limiter to prove Phase 1 (check)
and Phase 3 (increment) are not wrapped in a single Redis transaction /
Lua script. After the fix, this pattern should be replaced with one
atomic_check_and_increment call.
Ensures future refactors don't reintroduce the TOCTOU window.
"""
dual_cache = DualCache()
internal_usage_cache = InternalUsageCache(dual_cache=dual_cache)
@ -154,25 +150,23 @@ async def test_batch_limiter_check_and_increment_is_two_separate_calls():
batch_limiter = rate_limiter._get_batch_rate_limiter()
assert batch_limiter is not None
call_log: List[Dict[str, Any]] = []
call_log: List[str] = []
original_atomic = rate_limiter.atomic_check_and_increment_by_n
original_should = rate_limiter.should_rate_limit
original_inc = rate_limiter.async_increment_tokens_with_ttl_preservation
async def logging_atomic(*args, **kwargs):
call_log.append("atomic_check_and_increment_by_n")
return await original_atomic(*args, **kwargs)
async def logging_should(*args, **kwargs):
call_log.append(
{"method": "should_rate_limit", "read_only": kwargs.get("read_only")}
)
call_log.append(f"should_rate_limit(read_only={kwargs.get('read_only')})")
return await original_should(*args, **kwargs)
async def logging_inc(*args, **kwargs):
call_log.append({"method": "async_increment_tokens_with_ttl_preservation"})
return await original_inc(*args, **kwargs)
rate_limiter.atomic_check_and_increment_by_n = logging_atomic
rate_limiter.should_rate_limit = logging_should
rate_limiter.async_increment_tokens_with_ttl_preservation = logging_inc
user_api_key_dict = UserAPIKeyAuth(
api_key=hash_token("structural-test-key"),
api_key=hash_token("atomic-test-key"),
tpm_limit=10000,
rpm_limit=1000,
)
@ -183,29 +177,14 @@ async def test_batch_limiter_check_and_increment_is_two_separate_calls():
batch_usage=BatchFileUsage(total_tokens=50, request_count=1),
)
method_sequence = [c["method"] for c in call_log]
assert "should_rate_limit" in method_sequence, "Expected Phase 1 check"
phase1 = [
c
for c in call_log
if c["method"] == "should_rate_limit" and c.get("read_only") is True
]
phase3 = [
c
for c in call_log
if c["method"] == "async_increment_tokens_with_ttl_preservation"
]
assert len(phase1) >= 1 and len(phase3) >= 1, (
f"Expected non-atomic Phase1+Phase3 pattern. call_log={call_log}"
assert "atomic_check_and_increment_by_n" in call_log, (
f"Batch limiter must route through atomic_check_and_increment_by_n. "
f"Calls observed: {call_log}"
)
phase1_idx = method_sequence.index("should_rate_limit")
phase3_idx = method_sequence.index(
"async_increment_tokens_with_ttl_preservation"
)
assert phase1_idx < phase3_idx, (
"TOCTOU evidence: read-only check precedes increment as separate awaits — "
"no atomic Lua script wraps both. Sequence: "
f"{method_sequence}"
legacy_calls = [c for c in call_log if c.startswith("should_rate_limit(")]
assert not legacy_calls, (
f"Batch limiter must not call should_rate_limit directly (legacy "
f"two-phase pattern). Observed: {legacy_calls}"
)
@ -295,15 +274,15 @@ async def test_dynamic_rate_limiter_v3_concurrent_bypasses_model_capacity():
@pytest.mark.asyncio
async def test_dynamic_rate_limiter_v3_phase1_phase3_are_separate_awaits():
async def test_dynamic_rate_limiter_v3_uses_atomic_check_and_increment():
"""
Structural proof of TOCTOU: dynamic_rate_limiter_v3._check_rate_limits
issues a read_only=True call (Phase 1, line 464-468) followed by separate
read_only=False calls (Phase 3, lines 526-530 + 534-538).
Regression test: dynamic limiter's enforced descriptors flow through
`atomic_check_and_increment_by_n`, not the legacy
read_only=True check followed by a separate read_only=False increment.
Records each invocation of v3_limiter.should_rate_limit and asserts the
Phase1Phase3 sequence. After fix, both phases must collapse into a single
atomic operation.
When priority is enforced (saturation >= threshold), priority_model is
bundled into the atomic call alongside model_saturation_check. When not
enforced, priority counter is incremented for tracking only.
"""
os.environ["LITELLM_LICENSE"] = "test-license-key"
litellm.priority_reservation = {"high": 0.9, "low": 0.1}
@ -311,7 +290,7 @@ async def test_dynamic_rate_limiter_v3_phase1_phase3_are_separate_awaits():
dual_cache = DualCache()
handler = DynamicRateLimitHandler(internal_usage_cache=dual_cache)
model = "structural-dyn-model"
model = "atomic-dyn-model"
llm_router = Router(
model_list=[
{
@ -327,18 +306,19 @@ async def test_dynamic_rate_limiter_v3_phase1_phase3_are_separate_awaits():
)
handler.update_variables(llm_router=llm_router)
read_only_flags: List[Optional[bool]] = []
original = handler.v3_limiter.should_rate_limit
atomic_descriptors_observed: List[List[str]] = []
original_atomic = handler.v3_limiter.atomic_check_and_increment_by_n
async def logging_should(*args, **kwargs):
read_only_flags.append(kwargs.get("read_only"))
return await original(*args, **kwargs)
async def logging_atomic(*args, **kwargs):
ds = kwargs.get("descriptors") or (args[0] if args else [])
atomic_descriptors_observed.append([d["key"] for d in ds])
return await original_atomic(*args, **kwargs)
handler.v3_limiter.should_rate_limit = logging_should
handler.v3_limiter.atomic_check_and_increment_by_n = logging_atomic
from litellm.types.router import ModelGroupInfo
user = UserAPIKeyAuth(api_key=hash_token("dyn-structural-key"))
user = UserAPIKeyAuth(api_key=hash_token("dyn-atomic-key"))
user.metadata = {"priority": "high"}
await handler._check_rate_limits(
@ -355,21 +335,12 @@ async def test_dynamic_rate_limiter_v3_phase1_phase3_are_separate_awaits():
data={},
)
assert True in read_only_flags or any(
f is True for f in read_only_flags
), f"Expected read_only=True (Phase 1) call. Got: {read_only_flags}"
assert any(f is False for f in read_only_flags), (
f"Expected read_only=False (Phase 3) call. Got: {read_only_flags}"
assert atomic_descriptors_observed, (
"Dynamic limiter must route enforced descriptors through "
"atomic_check_and_increment_by_n (no legacy read_only=True / "
"separate-increment pattern)."
)
first_read_only = next(
(i for i, f in enumerate(read_only_flags) if f is True), None
)
first_write = next(
(i for i, f in enumerate(read_only_flags) if f is False), None
)
assert first_read_only is not None and first_write is not None
assert first_read_only < first_write, (
f"TOCTOU evidence: Phase 1 (read_only) precedes Phase 3 (increment) "
f"as separate non-atomic calls. read_only sequence: {read_only_flags}"
assert "model_saturation_check" in atomic_descriptors_observed[0], (
f"Expected model_saturation_check in atomic descriptor set. "
f"Got: {atomic_descriptors_observed}"
)