Merge pull request #39036 from BerriAI/litellm_fix_stream_modify_response_chunks

fix(guardrails): deliver modify_response block as valid SSE on streaming chat and Responses
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Mateo Wang 2026-09-01 18:44:10 -07:00 • committed by GitHub
commit 92d453373a
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13 changed files with 1189 additions and 17 deletions

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@ -117,7 +117,7 @@
"limit": 111
},
"reportUnnecessaryComparison": {
"limit": 695
"limit": 692
},
"reportUnnecessaryContains": {
"limit": 5

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@ -155,8 +155,8 @@ class BaseTranslation(ABC):
self,
exc: "ModifyResponseException",
stream_started: bool = False,
responses_so_far: list[Any] | None = None,
) -> list[bytes] | None:
responses_so_far: Sequence[Any] | None = None,
) -> Sequence[bytes] | None:
"""
Build the streaming chunks that deliver a guardrail block message and
cleanly terminate the stream in this provider's wire format.

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@ -124,6 +124,61 @@ def blocked_responses_api_usage(original_response: object) -> ResponseAPIUsage:
)
def stream_item_field(item: object, field: str) -> object | None:
if isinstance(item, dict):
return item.get(field)
return getattr(item, field, None)
def blocked_chat_stream_usage(original_response: object) -> tuple[int, int]:
"""
``(prompt_tokens, completion_tokens)`` for a synthetic guardrail-blocked
chat completions stream.
A mid-stream block carries the chunks received so far as a list; real usage
rides on the final chunk when the upstream sent one
(``stream_options.include_usage``). Non-list originals defer to
``blocked_response_usage``.
"""
if not isinstance(original_response, list):
usage: Final = blocked_response_usage(original_response)
return usage.get("input_tokens", 0), usage.get("output_tokens", 0)
usage_obj: Final = next(
(
chunk_usage
for item in reversed(original_response)
if (chunk_usage := stream_item_field(item, "usage")) is not None
),
None,
)
return (
_usage_tokens(usage_obj, "prompt_tokens", "input_tokens"),
_usage_tokens(usage_obj, "completion_tokens", "output_tokens"),
)
def blocked_responses_stream_usage(original_response: object) -> ResponseAPIUsage:
"""
``ResponseAPIUsage`` for a synthetic guardrail-blocked /v1/responses stream.
A mid-stream block carries the events received so far as a list; real usage
rides on the ``response.completed`` event's response when the upstream sent
one. Non-list originals defer to ``blocked_responses_api_usage``.
"""
if not isinstance(original_response, list):
return blocked_responses_api_usage(original_response)
completed: Final = next(
(
response
for item in reversed(original_response)
if stream_item_field(item, "type") == "response.completed"
and (response := stream_item_field(item, "response")) is not None
),
None,
)
return blocked_responses_api_usage(completed)
def effective_skip_system_message_for_guardrail(guardrail_to_apply: Any) -> bool:
per: Final = getattr(guardrail_to_apply, "skip_system_message_in_guardrail", None)
if per is not None:

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@ -14,9 +14,14 @@ Pattern Overview:
This pattern can be replicated for other message formats (e.g., Anthropic).
"""
import json
import time
import uuid
from collections.abc import Sequence
from typing import TYPE_CHECKING, Any, Final, Union, cast
from typing_extensions import NotRequired, ReadOnly, TypedDict
import litellm
from litellm._logging import verbose_proxy_logger
from litellm.llms.base_llm.guardrail_translation.base_translation import (
@ -24,6 +29,7 @@ from litellm.llms.base_llm.guardrail_translation.base_translation import (
StreamTransformSink,
)
from litellm.llms.base_llm.guardrail_translation.utils import (
blocked_chat_stream_usage,
effective_scan_only_tool_results_for_guardrail,
effective_skip_system_message_for_guardrail,
effective_skip_tool_message_for_guardrail,
@ -32,6 +38,7 @@ from litellm.llms.base_llm.guardrail_translation.utils import (
openai_tool_name,
role_out_of_guardrail_scope,
scoped_structured_message_indices,
stream_item_field,
)
from litellm.main import stream_chunk_builder
from litellm.types.llms.openai import AllMessageValues, ChatCompletionToolParam
@ -49,7 +56,10 @@ from litellm.types.utils import (
if TYPE_CHECKING:
from fastapi import HTTPException
from litellm.integrations.custom_guardrail import CustomGuardrail
from litellm.integrations.custom_guardrail import (
CustomGuardrail,
ModifyResponseException,
)
from litellm.litellm_core_utils.litellm_logging import Logging as LiteLLMLoggingObj
from litellm.proxy._types import UserAPIKeyAuth
@ -1005,3 +1015,129 @@ class OpenAIChatCompletionsHandler(BaseTranslation):
else:
# Subsequent chunks - clear the text
content_item["text"] = ""
def _check_streaming_has_ended(self, responses_so_far: Sequence[object]) -> bool:
"""
True once any relayed chunk carries a non-null ``finish_reason``.
The unified guardrail's ``end_of_stream_only`` streaming path probes
this via ``hasattr`` to withhold the terminal chunks until
end-of-stream moderation runs, so a block can replace the finish
instead of trailing after a ``finish_reason`` the client already saw.
"""
return any(
stream_item_field(choice, "finish_reason") is not None
for item in responses_so_far
for choice in _stream_chunk_choices(item)
)
def build_block_sse_chunks(
self,
exc: "ModifyResponseException",
stream_started: bool = False,
responses_so_far: Sequence[object] | None = None,
) -> Sequence[bytes]:
"""
Build OpenAI chat-completions SSE chunks that deliver the guardrail
block message and terminate the stream cleanly, mirroring the
non-streaming block response: ``finish_reason`` ``content_filter`` plus
the real usage the upstream call consumed.
- ``stream_started`` False (buffered / pre-stream): nothing has been
sent, so open a standalone completion with a ``role`` delta.
- ``stream_started`` True (sampling / mid-stream): chunks already
reached the client, so continue the in-progress completion (reuse its
id/created/model, content-only delta).
The proxy's data generator appends ``data: [DONE]`` itself.
"""
chunk_id, created, model = _blocked_stream_identity(exc, responses_so_far or ())
prompt_tokens, completion_tokens = blocked_chat_stream_usage(exc.original_response)
continuation_delta: Final[_BlockedChunkDelta] = {"content": exc.message}
standalone_delta: Final[_BlockedChunkDelta] = {"role": "assistant", "content": exc.message}
message_chunk: Final[_BlockedChunk] = {
"id": chunk_id,
"object": "chat.completion.chunk",
"created": created,
"model": model,
"choices": (
{
"index": 0,
"delta": continuation_delta if stream_started else standalone_delta,
"finish_reason": None,
},
),
}
final_chunk: Final[_BlockedChunk] = {
"id": chunk_id,
"object": "chat.completion.chunk",
"created": created,
"model": model,
"choices": ({"index": 0, "delta": {}, "finish_reason": "content_filter"},),
"usage": {
"prompt_tokens": prompt_tokens,
"completion_tokens": completion_tokens,
"total_tokens": prompt_tokens + completion_tokens,
},
}
return _chat_sse_chunk(message_chunk), _chat_sse_chunk(final_chunk)
class _BlockedChunkDelta(TypedDict, total=False):
role: ReadOnly[str]
content: ReadOnly[str]
class _BlockedChunkChoice(TypedDict):
index: ReadOnly[int]
delta: ReadOnly[_BlockedChunkDelta]
finish_reason: ReadOnly[str | None]
class _BlockedChunkUsage(TypedDict):
prompt_tokens: ReadOnly[int]
completion_tokens: ReadOnly[int]
total_tokens: ReadOnly[int]
class _BlockedChunk(TypedDict):
id: ReadOnly[str]
object: ReadOnly[str]
created: ReadOnly[int]
model: ReadOnly[str]
choices: ReadOnly[tuple[_BlockedChunkChoice, ...]]
usage: NotRequired[ReadOnly[_BlockedChunkUsage]]
def _chat_sse_chunk(payload: _BlockedChunk) -> bytes:
return f"data: {json.dumps(payload)}\n\n".encode()
def _stream_chunk_choices(item: object) -> Sequence[object]:
choices: Final = stream_item_field(item, "choices")
if isinstance(choices, Sequence) and not isinstance(choices, (str, bytes)):
return choices
return ()
def _blocked_stream_identity(
exc: "ModifyResponseException", responses_so_far: Sequence[object]
) -> tuple[str, int, str]:
identified: Final = next(
(
(chunk_id, item)
for item in responses_so_far
if isinstance(chunk_id := stream_item_field(item, "id"), str) and chunk_id
),
None,
)
if identified is None:
return f"chatcmpl-{uuid.uuid4()}", int(time.time()), exc.model
chunk_id, source = identified
created: Final = stream_item_field(source, "created")
model: Final = stream_item_field(source, "model")
return (
chunk_id,
created if isinstance(created, int) else int(time.time()),
model if isinstance(model, str) and model else exc.model,
)

View file

@ -28,12 +28,16 @@ Output: response.output is List[GenericResponseOutputItem] where each has:
- text: str
"""
from collections.abc import Sequence
import time
import uuid
from collections.abc import Mapping, Sequence
from dataclasses import dataclass
from types import MappingProxyType
from typing import TYPE_CHECKING, Any, Final, Union, cast
from openai.types.responses.response_function_tool_call import ResponseFunctionToolCall
from openai.types.responses.tool_param import FunctionToolParam
from pydantic import BaseModel
from pydantic import BaseModel, TypeAdapter
from typing_extensions import ReadOnly, TypedDict
from litellm._logging import verbose_proxy_logger
@ -41,17 +45,33 @@ from litellm.completion_extras.litellm_responses_transformation.transformation i
OpenAiResponsesToChatCompletionStreamIterator,
)
from litellm.llms.base_llm.guardrail_translation.base_translation import BaseTranslation
from litellm.llms.base_llm.guardrail_translation.utils import (
blocked_responses_stream_usage,
stream_item_field,
)
from litellm.responses.litellm_completion_transformation.transformation import (
LiteLLMCompletionResponsesConfig,
)
from litellm.types.llms.openai import (
AllMessageValues,
BaseLiteLLMOpenAIResponseObject,
ChatCompletionToolCallChunk,
ChatCompletionToolParam,
ContentPartAddedEvent,
ContentPartDoneEvent,
ContentPartDonePartOutputText,
ErrorEvent,
ErrorEventError,
OpenAIMcpServerTool,
OutputItemAddedEvent,
OutputItemDoneEvent,
OutputTextDeltaEvent,
OutputTextDoneEvent,
ResponseAPIUsage,
ResponseCompletedEvent,
ResponsesAPIResponse,
ResponsesAPIStreamEvents,
ResponsesAPIStreamingResponse,
)
from litellm.types.responses.main import (
GenericResponseOutputItem,
@ -63,11 +83,13 @@ from litellm.types.utils import GenericGuardrailAPIInputs
if TYPE_CHECKING:
from fastapi import HTTPException
from litellm.integrations.custom_guardrail import CustomGuardrail
from litellm.integrations.custom_guardrail import (
CustomGuardrail,
ModifyResponseException,
)
from litellm.litellm_core_utils.litellm_logging import Logging as LiteLLMLoggingObj
from litellm.proxy._types import UserAPIKeyAuth
from litellm.types.llms.openai import ResponseInputParam
from litellm.types.utils import ResponsesAPIResponse
class ResponseOutputEnvelope(TypedDict, total=False):
@ -865,3 +887,331 @@ class OpenAIResponsesHandler(BaseTranslation):
content[content_idx]["text"] = guardrail_response
elif hasattr(content[content_idx], "text"):
content[content_idx].text = guardrail_response
def build_block_sse_chunks(
self,
exc: "ModifyResponseException",
stream_started: bool = False,
responses_so_far: Sequence[object] | None = None,
) -> Sequence[bytes]:
"""
Build Responses API SSE events that deliver the guardrail block message
and terminate the stream cleanly, mirroring the non-streaming block
response: a completed response whose only output is the violation text,
with the real usage the upstream call consumed.
- ``stream_started`` False (buffered / pre-stream): nothing has been
sent, so emit the full synthetic sequence (``response.created``
through ``response.completed``).
- ``stream_started`` True (sampling / mid-stream): events already
reached the client, so continue the in-progress response: close the
output item still open on the wire, deliver the block message as a
new output item under the same response id, and close with a
``response.completed`` carrying only the replacement item.
The proxy's data generator appends ``data: [DONE]`` itself.
"""
events: Final = (
self._block_continuation_events(exc, responses_so_far or ())
if stream_started
else self._standalone_block_events(exc)
)
return tuple(
f"data: {event.model_dump_json(exclude_none=True, exclude_unset=True, serialize_as_any=True)}\n\n".encode()
for event in events
)
@staticmethod
def _standalone_block_events(exc: "ModifyResponseException") -> Sequence[ResponsesAPIStreamingResponse]:
from litellm.responses.streaming_iterator import build_synthetic_response_events
return build_synthetic_response_events(
transformed=_blocked_response(exc, response_id=f"resp_{uuid.uuid4()}", model=exc.model),
logging_obj=None,
chunk_size=max(len(exc.message), 1),
)
@staticmethod
def _block_continuation_events(
exc: "ModifyResponseException", responses_so_far: Sequence[object]
) -> Sequence[ResponsesAPIStreamingResponse]:
response_id, model, output_index = _continuation_identity(exc, responses_so_far)
item: Final = _blocked_output_item(exc)
item_id: Final = item.id
part: Final[_BlockedContentPart] = {"type": "output_text", "text": exc.message, "annotations": ()}
done_part: Final[_BlockedDoneContentPart] = {
"type": "output_text",
"text": exc.message,
"annotations": (),
"logprobs": None,
}
return (
*_open_item_closing_events(responses_so_far),
OutputItemAddedEvent(
type=ResponsesAPIStreamEvents.OUTPUT_ITEM_ADDED,
output_index=output_index,
item=item,
),
ContentPartAddedEvent(
type=ResponsesAPIStreamEvents.CONTENT_PART_ADDED,
item_id=item_id,
output_index=output_index,
content_index=0,
part=BaseLiteLLMOpenAIResponseObject.model_validate(part),
),
OutputTextDeltaEvent(
type=ResponsesAPIStreamEvents.OUTPUT_TEXT_DELTA,
item_id=item_id,
output_index=output_index,
content_index=0,
delta=exc.message,
),
OutputTextDoneEvent(
type=ResponsesAPIStreamEvents.OUTPUT_TEXT_DONE,
item_id=item_id,
output_index=output_index,
content_index=0,
text=exc.message,
),
ContentPartDoneEvent(
type=ResponsesAPIStreamEvents.CONTENT_PART_DONE,
item_id=item_id,
output_index=output_index,
content_index=0,
part=ContentPartDonePartOutputText.model_validate(done_part),
),
OutputItemDoneEvent(
type=ResponsesAPIStreamEvents.OUTPUT_ITEM_DONE,
output_index=output_index,
item=item,
),
ResponseCompletedEvent(
type=ResponsesAPIStreamEvents.RESPONSE_COMPLETED,
response=_blocked_response(exc, response_id=response_id, model=model, output_item=item),
),
)
class _BlockedContentPart(TypedDict):
type: ReadOnly[str]
text: ReadOnly[str]
annotations: ReadOnly[tuple[object, ...]]
class _BlockedDoneContentPart(TypedDict):
type: ReadOnly[str]
text: ReadOnly[str]
annotations: ReadOnly[tuple[object, ...]]
logprobs: ReadOnly[None]
class _BlockedItemPayload(TypedDict):
type: ReadOnly[str]
id: ReadOnly[str]
status: ReadOnly[str]
role: ReadOnly[str]
content: ReadOnly[tuple[_BlockedContentPart, ...]]
class _BlockedResponsePayload(TypedDict):
id: ReadOnly[str]
object: ReadOnly[str]
created_at: ReadOnly[int]
model: ReadOnly[str]
output: ReadOnly[tuple[GenericResponseOutputItem, ...]]
status: ReadOnly[str]
usage: ReadOnly[ResponseAPIUsage]
def _blocked_output_item(exc: "ModifyResponseException") -> GenericResponseOutputItem:
payload: Final[_BlockedItemPayload] = {
"type": "message",
"id": f"msg_{uuid.uuid4()}",
"status": "completed",
"role": "assistant",
"content": ({"type": "output_text", "text": exc.message, "annotations": ()},),
}
return GenericResponseOutputItem.model_validate(payload)
def _blocked_response(
exc: "ModifyResponseException",
response_id: str,
model: str,
output_item: GenericResponseOutputItem | None = None,
) -> ResponsesAPIResponse:
payload: Final[_BlockedResponsePayload] = {
"id": response_id,
"object": "response",
"created_at": int(time.time()),
"model": model,
"output": (output_item if output_item is not None else _blocked_output_item(exc),),
"status": "completed",
"usage": blocked_responses_stream_usage(exc.original_response),
}
return ResponsesAPIResponse.model_validate(payload)
def _continuation_identity(exc: "ModifyResponseException", responses_so_far: Sequence[object]) -> tuple[str, str, int]:
responses: Final = tuple(
response for item in responses_so_far if (response := stream_item_field(item, "response")) is not None
)
response_id: Final = next(
(rid for response in responses if isinstance(rid := stream_item_field(response, "id"), str) and rid),
f"resp_{uuid.uuid4()}",
)
model: Final = next(
(m for response in responses if isinstance(m := stream_item_field(response, "model"), str) and m),
exc.model,
)
indices: Final = tuple(
index for item in responses_so_far if isinstance(index := stream_item_field(item, "output_index"), int)
)
return response_id, model, max(indices) + 1 if indices else 0
@dataclass(frozen=True, slots=True)
class _OpenItemState:
item_id: str
item_type: str
role: str
output_index: int
content_index: int
text: str
part_open: bool
payload: object
def _open_item_state(responses_so_far: Sequence[object]) -> _OpenItemState | None:
typed: Final = tuple((stream_item_field(event, "type"), event) for event in responses_so_far)
added: Final = tuple(
(added_index, stream_item_field(event, "item"))
for event_type, event in typed
if event_type == "response.output_item.added"
and isinstance(added_index := stream_item_field(event, "output_index"), int)
)
done_indices: Final = frozenset(
done_index
for event_type, event in typed
if event_type == "response.output_item.done"
and isinstance(done_index := stream_item_field(event, "output_index"), int)
)
open_added: Final = tuple((index, payload) for index, payload in added if index not in done_indices)
if not open_added:
return None
output_index, item_payload = open_added[-1]
if item_payload is None:
return None
item_id: Final = stream_item_field(item_payload, "id")
if not isinstance(item_id, str) or not item_id:
return None
raw_type: Final = stream_item_field(item_payload, "type")
raw_role: Final = stream_item_field(item_payload, "role")
part_added: Final = tuple(
part_index
for event_type, event in typed
if event_type == "response.content_part.added"
and stream_item_field(event, "item_id") == item_id
and isinstance(part_index := stream_item_field(event, "content_index"), int)
)
part_done: Final = frozenset(
part_done_index
for event_type, event in typed
if event_type == "response.content_part.done"
and stream_item_field(event, "item_id") == item_id
and isinstance(part_done_index := stream_item_field(event, "content_index"), int)
)
open_parts: Final = tuple(index for index in part_added if index not in part_done)
text: Final = "".join(
delta
for event_type, event in typed
if event_type == "response.output_text.delta"
and stream_item_field(event, "item_id") == item_id
and isinstance(delta := stream_item_field(event, "delta"), str)
)
return _OpenItemState(
item_id=item_id,
item_type=raw_type if isinstance(raw_type, str) and raw_type else "message",
role=raw_role if isinstance(raw_role, str) and raw_role else "assistant",
output_index=output_index,
content_index=open_parts[-1] if open_parts else 0,
text=text,
part_open=bool(open_parts),
payload=item_payload,
)
_item_fields_adapter: Final = TypeAdapter(Mapping[str, object])
_no_item_fields: Final[Mapping[str, object]] = MappingProxyType({})
def _incomplete_item_fields(payload: object) -> Mapping[str, object]:
raw: Final = payload.model_dump() if isinstance(payload, BaseModel) else payload
if not isinstance(raw, dict):
return _no_item_fields
return _item_fields_adapter.validate_python(raw)
def _open_item_closing_events(responses_so_far: Sequence[object]) -> Sequence[ResponsesAPIStreamingResponse]:
"""Close the output item still in progress on the relayed stream before the
block item is appended: strict Responses clients reject a
``response.completed`` that arrives while an earlier ``output_item.added``
was never closed. A message item closes ``completed`` with exactly the text
the client has received so far; any other item type (a function call the
guardrail rejected, for instance) closes ``incomplete`` so the synthetic
done event can never authorize acting on it."""
open_item: Final = _open_item_state(responses_so_far)
if open_item is None:
return ()
if open_item.item_type != "message":
return (
OutputItemDoneEvent(
type=ResponsesAPIStreamEvents.OUTPUT_ITEM_DONE,
output_index=open_item.output_index,
item=BaseLiteLLMOpenAIResponseObject.model_validate(
MappingProxyType({**_incomplete_item_fields(open_item.payload), "status": "incomplete"})
),
),
)
partial_part: Final[_BlockedContentPart] = {
"type": "output_text",
"text": open_item.text,
"annotations": (),
}
closed_payload: Final[_BlockedItemPayload] = {
"type": open_item.item_type,
"id": open_item.item_id,
"status": "completed",
"role": open_item.role,
"content": (partial_part,),
}
item_done: Final = OutputItemDoneEvent(
type=ResponsesAPIStreamEvents.OUTPUT_ITEM_DONE,
output_index=open_item.output_index,
item=GenericResponseOutputItem.model_validate(closed_payload),
)
if not open_item.part_open:
return (item_done,)
partial_done_part: Final[_BlockedDoneContentPart] = {
"type": "output_text",
"text": open_item.text,
"annotations": (),
"logprobs": None,
}
return (
OutputTextDoneEvent(
type=ResponsesAPIStreamEvents.OUTPUT_TEXT_DONE,
item_id=open_item.item_id,
output_index=open_item.output_index,
content_index=open_item.content_index,
text=open_item.text,
),
ContentPartDoneEvent(
type=ResponsesAPIStreamEvents.CONTENT_PART_DONE,
item_id=open_item.item_id,
output_index=open_item.output_index,
content_index=open_item.content_index,
part=ContentPartDonePartOutputText.model_validate(partial_done_part),
),
item_done,
)

View file

@ -1023,7 +1023,7 @@ class MockResponsesAPIStreamingIterator(BaseResponsesAPIStreamingIterator):
transformed: ResponsesAPIResponse,
logging_obj: LiteLLMLoggingObj,
) -> None:
self._events: list[ResponsesAPIStreamingResponse] = _build_synthetic_response_events(
self._events: Sequence[ResponsesAPIStreamingResponse] = build_synthetic_response_events(
transformed=transformed,
logging_obj=logging_obj,
chunk_size=self.CHUNK_SIZE,
@ -1090,7 +1090,7 @@ class CachedResponsesAPIStreamingIterator(BaseResponsesAPIStreamingIterator):
transformed: ResponsesAPIResponse,
logging_obj: LiteLLMLoggingObj,
) -> None:
self._events = _build_synthetic_response_events(
self._events = build_synthetic_response_events(
transformed=transformed,
logging_obj=logging_obj,
chunk_size=MockResponsesAPIStreamingIterator.CHUNK_SIZE,
@ -1274,10 +1274,10 @@ def _add_text_like_part_events(
)
def _build_synthetic_response_events(
def build_synthetic_response_events(
*,
transformed: ResponsesAPIResponse,
logging_obj: LiteLLMLoggingObj,
logging_obj: LiteLLMLoggingObj | None,
chunk_size: int,
) -> list[ResponsesAPIStreamingResponse]:
openai_types: Final = _get_openai_response_types()

View file

@ -841,7 +841,7 @@ def test_build_synthetic_response_events_covers_annotations_function_calls_and_r
)
try:
events = streaming_module._build_synthetic_response_events(
events = streaming_module.build_synthetic_response_events(
transformed=transformed,
logging_obj=logging_obj,
chunk_size=5,

View file

@ -1559,3 +1559,87 @@ class TestScanOnlyToolResults:
assert data["messages"][3]["content"] == "page says [BLOCKED] here"
assert data["messages"][3]["tool_call_id"] == "call_1"
assert data["messages"][4]["content"] == "and then?"
class TestBuildBlockSseChunks:
"""build_block_sse_chunks turns a streaming ModifyResponseException into 200 SSE chunks"""
def _exc(self, original_response=None):
from litellm.exceptions import ModifyResponseException
return ModifyResponseException(
message="Blocked by policy.",
model="gpt-5.4-mini",
request_data={},
guardrail_name="test",
original_response=original_response,
)
def _payloads(self, chunks):
return [json.loads(chunk.decode().removeprefix("data: ").strip()) for chunk in chunks]
def test_standalone_block_uses_fresh_identity_and_zero_usage(self):
handler = OpenAIChatCompletionsHandler()
first, final = self._payloads(handler.build_block_sse_chunks(self._exc(), stream_started=False))
assert first["id"].startswith("chatcmpl-")
assert first["model"] == "gpt-5.4-mini"
assert first["choices"][0]["delta"] == {"role": "assistant", "content": "Blocked by policy."}
assert first["choices"][0]["finish_reason"] is None
assert final["choices"][0]["delta"] == {}
assert final["choices"][0]["finish_reason"] == "content_filter"
assert final["usage"] == {"prompt_tokens": 0, "completion_tokens": 0, "total_tokens": 0}
def test_continuation_reuses_stream_identity_and_real_usage(self):
handler = OpenAIChatCompletionsHandler()
yielded = [
{"id": "chatcmpl-live", "created": 1724900000, "model": "gpt-5.4-mini-2026-01-01"},
]
original = yielded + [
{"id": "chatcmpl-live", "usage": {"prompt_tokens": 11, "completion_tokens": 5}},
]
first, final = self._payloads(
handler.build_block_sse_chunks(
self._exc(original_response=original), stream_started=True, responses_so_far=yielded
)
)
assert (first["id"], first["created"], first["model"]) == (
"chatcmpl-live",
1724900000,
"gpt-5.4-mini-2026-01-01",
)
assert first["choices"][0]["delta"] == {"content": "Blocked by policy."}
assert final["id"] == "chatcmpl-live"
assert final["usage"] == {"prompt_tokens": 11, "completion_tokens": 5, "total_tokens": 16}
class TestCheckStreamingHasEnded:
"""_check_streaming_has_ended lets end_of_stream_only withhold the finish chunk until moderation"""
def test_empty_and_content_only_chunks_are_not_ended(self):
handler = OpenAIChatCompletionsHandler()
assert handler._check_streaming_has_ended([]) is False
content_only = [
{"id": "chatcmpl-live", "choices": [{"index": 0, "delta": {"content": "hi"}, "finish_reason": None}]},
{"id": "chatcmpl-live", "choices": []},
{"id": "chatcmpl-live", "usage": {"prompt_tokens": 1, "completion_tokens": 1}},
]
assert handler._check_streaming_has_ended(content_only) is False
def test_dict_finish_chunk_marks_stream_ended(self):
handler = OpenAIChatCompletionsHandler()
chunks = [
{"id": "chatcmpl-live", "choices": [{"index": 0, "delta": {"content": "hi"}, "finish_reason": None}]},
{"id": "chatcmpl-live", "choices": [{"index": 0, "delta": {}, "finish_reason": "stop"}]},
]
assert handler._check_streaming_has_ended(chunks) is True
def test_object_finish_chunk_marks_stream_ended(self):
from litellm.types.utils import Delta, ModelResponseStream, StreamingChoices
handler = OpenAIChatCompletionsHandler()
chunks = [
ModelResponseStream(
choices=[StreamingChoices(index=0, delta=Delta(content=None), finish_reason="stop")]
)
]
assert handler._check_streaming_has_ended(chunks) is True

View file

@ -1321,3 +1321,219 @@ class TestOpenAIResponsesHandlerToolInjection:
names = [t.get("name") for t in result["tools"]]
assert "get_weather" in names
assert "injected_tool" in names
class TestBuildBlockSseChunks:
"""build_block_sse_chunks turns a streaming ModifyResponseException into 200 SSE events"""
def _exc(self, original_response=None):
from litellm.exceptions import ModifyResponseException
return ModifyResponseException(
message="Blocked by policy.",
model="gpt-5.4-mini",
request_data={},
guardrail_name="test",
original_response=original_response,
)
def _payloads(self, chunks):
import json
return [json.loads(chunk.decode().removeprefix("data: ").strip()) for chunk in chunks]
def test_standalone_block_emits_complete_synthetic_stream(self):
handler = OpenAIResponsesHandler()
payloads = self._payloads(handler.build_block_sse_chunks(self._exc(), stream_started=False))
types = [payload["type"] for payload in payloads]
assert types[0] == "response.created"
assert types[-1] == "response.completed"
completed = payloads[-1]["response"]
assert completed["id"].startswith("resp_")
assert completed["model"] == "gpt-5.4-mini"
assert completed["output"][0]["content"][0]["text"] == "Blocked by policy."
def test_continuation_appends_item_at_next_output_index_with_real_usage(self):
handler = OpenAIResponsesHandler()
yielded = [
{"type": "response.created", "response": {"id": "resp_live", "model": "gpt-5.4-mini-2026-01-01"}},
{"type": "response.output_item.added", "output_index": 2, "item": {"id": "msg_orig"}},
]
original = yielded + [
{
"type": "response.completed",
"response": {
"id": "resp_live",
"model": "gpt-5.4-mini-2026-01-01",
"output": [],
"usage": {"input_tokens": 7, "output_tokens": 21, "total_tokens": 28},
},
}
]
payloads = self._payloads(
handler.build_block_sse_chunks(
self._exc(original_response=original), stream_started=True, responses_so_far=yielded
)
)
types = [payload["type"] for payload in payloads]
assert "response.created" not in types
assert types[0] == "response.output_item.done"
assert payloads[0]["output_index"] == 2
assert payloads[0]["item"]["id"] == "msg_orig"
assert payloads[0]["item"]["status"] == "completed"
assert types[1] == "response.output_item.added"
assert payloads[1]["output_index"] == 3
completed = payloads[-1]["response"]
assert completed["id"] == "resp_live"
assert completed["model"] == "gpt-5.4-mini-2026-01-01"
assert completed["output"][0]["content"][0]["text"] == "Blocked by policy."
assert completed["usage"] == {"input_tokens": 7, "output_tokens": 21, "total_tokens": 28}
def test_continuation_reads_usage_from_typed_completed_event(self):
from litellm.types.llms.openai import (
ResponseCompletedEvent,
ResponsesAPIResponse,
ResponsesAPIStreamEvents,
)
handler = OpenAIResponsesHandler()
original = [
ResponseCompletedEvent(
type=ResponsesAPIStreamEvents.RESPONSE_COMPLETED,
response=ResponsesAPIResponse.model_validate(
{
"id": "resp_live",
"created_at": 1,
"model": "gpt-5.4-mini",
"output": [],
"usage": {"input_tokens": 7, "output_tokens": 21, "total_tokens": 28},
}
),
)
]
payloads = self._payloads(
handler.build_block_sse_chunks(
self._exc(original_response=original), stream_started=True, responses_so_far=[]
)
)
completed = payloads[-1]["response"]
assert completed["usage"]["input_tokens"] == 7
assert completed["usage"]["output_tokens"] == 21
assert completed["usage"]["total_tokens"] == 28
def test_continuation_closes_open_item_given_pydantic_events_with_enum_types(self):
from litellm.types.llms.openai import (
BaseLiteLLMOpenAIResponseObject,
ContentPartAddedEvent,
OutputItemAddedEvent,
OutputTextDeltaEvent,
ResponsesAPIStreamEvents,
)
handler = OpenAIResponsesHandler()
open_item = GenericResponseOutputItem.model_validate(
{"type": "message", "id": "msg_live", "status": "in_progress", "role": "assistant", "content": []}
)
yielded = [
OutputItemAddedEvent(
type=ResponsesAPIStreamEvents.OUTPUT_ITEM_ADDED, output_index=0, item=open_item
),
ContentPartAddedEvent(
type=ResponsesAPIStreamEvents.CONTENT_PART_ADDED,
item_id="msg_live",
output_index=0,
content_index=0,
part=BaseLiteLLMOpenAIResponseObject.model_validate(
{"type": "output_text", "text": "", "annotations": []}
),
),
OutputTextDeltaEvent(
type=ResponsesAPIStreamEvents.OUTPUT_TEXT_DELTA,
item_id="msg_live",
output_index=0,
content_index=0,
delta="partial ",
),
OutputTextDeltaEvent(
type=ResponsesAPIStreamEvents.OUTPUT_TEXT_DELTA,
item_id="msg_live",
output_index=0,
content_index=0,
delta="text",
),
]
payloads = self._payloads(
handler.build_block_sse_chunks(
self._exc(original_response=yielded), stream_started=True, responses_so_far=yielded
)
)
types = [payload["type"] for payload in payloads]
assert types[:3] == [
"response.output_text.done",
"response.content_part.done",
"response.output_item.done",
]
assert payloads[0]["text"] == "partial text"
assert payloads[2]["item"]["id"] == "msg_live"
assert payloads[2]["item"]["status"] == "completed"
assert payloads[2]["item"]["content"][0]["text"] == "partial text"
assert types[3] == "response.output_item.added"
assert payloads[3]["output_index"] == 1
def test_continuation_closes_open_function_call_as_incomplete(self):
handler = OpenAIResponsesHandler()
yielded = [
{"type": "response.created", "response": {"id": "resp_live", "model": "gpt-5.4-mini"}},
{
"type": "response.output_item.added",
"output_index": 0,
"item": {
"id": "fc_live",
"type": "function_call",
"status": "in_progress",
"call_id": "call_1",
"name": "run_payment",
"arguments": "",
},
},
{
"type": "response.function_call_arguments.delta",
"item_id": "fc_live",
"output_index": 0,
"delta": '{"amount": 100}',
},
]
payloads = self._payloads(
handler.build_block_sse_chunks(
self._exc(original_response=yielded), stream_started=True, responses_so_far=yielded
)
)
types = [payload["type"] for payload in payloads]
assert types[0] == "response.output_item.done"
closed = payloads[0]["item"]
assert closed["id"] == "fc_live"
assert closed["type"] == "function_call"
assert closed["status"] == "incomplete"
assert closed["name"] == "run_payment"
assert "content" not in closed
assert types[1] == "response.output_item.added"
assert payloads[1]["output_index"] == 1
assert types[-1] == "response.completed"
def test_continuation_without_open_item_emits_no_closing_events(self):
handler = OpenAIResponsesHandler()
yielded = [
{"type": "response.created", "response": {"id": "resp_live", "model": "gpt-5.4-mini"}},
{"type": "response.in_progress", "response": {"id": "resp_live"}},
]
payloads = self._payloads(
handler.build_block_sse_chunks(
self._exc(original_response=yielded), stream_started=True, responses_so_far=yielded
)
)
types = [payload["type"] for payload in payloads]
assert types[0] == "response.output_item.added"
assert types[-1] == "response.completed"
dones = [payload for payload in payloads if payload["type"] == "response.output_item.done"]
assert len(dones) == 1
assert dones[0]["item"]["content"][0]["text"] == "Blocked by policy."

View file

@ -5524,7 +5524,9 @@ async def test_streaming_end_of_stream_block_emits_error_frame_instead_of_trunca
"""Regression for PR #38722: a topicPolicy DENY caught by the end-of-stream
scan used to raise after SSE headers were flushed, so the client saw a
silently truncated stream. The unified hook must emit the chat in-stream
error frame instead."""
error frame instead. The finish chunk is withheld while the end-of-stream
scan runs, so on a block it is dropped rather than relayed before the
frame."""
from litellm.llms import load_guardrail_translation_mappings
from litellm.proxy.guardrails.guardrail_hooks.unified_guardrail import (
unified_guardrail as unified_module,
@ -5582,8 +5584,9 @@ async def test_streaming_end_of_stream_block_emits_error_frame_instead_of_trunca
finally:
unified_module.endpoint_guardrail_translation_mappings = None
assert len(out) == 3
assert len(out) == 2
assert isinstance(out[0], ModelResponseStream)
assert out[0].choices[0].finish_reason is None
frame = out[-1]
assert isinstance(frame, bytes)
payload = json.loads(frame.decode()[len("data: ") :])

View file

@ -0,0 +1,327 @@
"""
Regression tests for blocking an OpenAI-format streaming response from the
unified guardrail post-call streaming iterator hook.
When a guardrail's ``apply_guardrail`` raises ``ModifyResponseException``
while (or at the end of) a chat completions or Responses API stream is being
relayed, the hook must emit a well-formed SSE termination sequence carrying
the block message - NOT a bare ``data: {"error": ...}`` blob that surfaces as
an HTTP 500 error frame and truncates the stream.
"""
import json
from typing import Any, AsyncGenerator, Dict, Literal, Optional, Tuple, Union
import pytest
from litellm.integrations.custom_guardrail import (
CustomGuardrail,
ModifyResponseException,
)
from litellm.proxy._types import UserAPIKeyAuth
from litellm.proxy.guardrails.guardrail_hooks.unified_guardrail.unified_guardrail import (
UnifiedLLMGuardrails,
)
from litellm.types.utils import (
Delta,
GenericGuardrailAPIInputs,
ModelResponseStream,
StreamingChoices,
)
BLOCK_MESSAGE = "This response was replaced by policy."
JsonPayload = Dict[str, object]
StreamChunk = Union[ModelResponseStream, JsonPayload, bytes]
class _BlockingGuardrail(CustomGuardrail):
"""Mock guardrail that always blocks response scans by raising ModifyResponseException."""
async def apply_guardrail(
self,
inputs: GenericGuardrailAPIInputs,
request_data: dict,
input_type: Literal["request", "response"],
logging_obj: Optional[Any] = None,
) -> GenericGuardrailAPIInputs:
raise ModifyResponseException(
message=BLOCK_MESSAGE,
model="gpt-5.4-mini",
request_data=request_data,
guardrail_name=self.guardrail_name,
)
class _PassingGuardrail(CustomGuardrail):
"""Mock guardrail that always lets response scans through unchanged."""
async def apply_guardrail(
self,
inputs: GenericGuardrailAPIInputs,
request_data: dict,
input_type: Literal["request", "response"],
logging_obj: Optional[Any] = None,
) -> GenericGuardrailAPIInputs:
return inputs
def _chat_chunk(delta: Delta, finish_reason: Optional[str] = None) -> ModelResponseStream:
return ModelResponseStream(
id="chatcmpl-live",
created=1724900000,
model="gpt-5.4-mini",
choices=[StreamingChoices(index=0, delta=delta, finish_reason=finish_reason)],
)
async def _chat_stream(end: bool) -> AsyncGenerator[ModelResponseStream, None]:
yield _chat_chunk(Delta(role="assistant", content="This "))
for text in ["is ", "the ", "original ", "answer."]:
yield _chat_chunk(Delta(content=text))
if end:
yield _chat_chunk(Delta(), finish_reason="stop")
async def _responses_stream(end: bool) -> AsyncGenerator[JsonPayload, None]:
original_text = "This is the original answer."
response_envelope = {"id": "resp_live", "model": "gpt-5.4-mini", "status": "in_progress", "output": []}
yield {"type": "response.created", "response": response_envelope}
yield {"type": "response.in_progress", "response": response_envelope}
yield {
"type": "response.output_item.added",
"output_index": 0,
"item": {"id": "msg_orig", "type": "message", "role": "assistant", "content": []},
}
yield {
"type": "response.content_part.added",
"item_id": "msg_orig",
"output_index": 0,
"content_index": 0,
"part": {"type": "output_text", "text": "", "annotations": []},
}
for delta in ["This ", "is ", "the ", "original ", "answer."]:
yield {
"type": "response.output_text.delta",
"item_id": "msg_orig",
"output_index": 0,
"content_index": 0,
"delta": delta,
}
yield {
"type": "response.output_text.done",
"item_id": "msg_orig",
"output_index": 0,
"content_index": 0,
"text": original_text,
}
if end:
yield {
"type": "response.completed",
"response": {
"id": "resp_live",
"model": "gpt-5.4-mini",
"status": "completed",
"output": [
{
"id": "msg_orig",
"type": "message",
"role": "assistant",
"status": "completed",
"content": [{"type": "output_text", "text": original_text, "annotations": []}],
}
],
"usage": {"input_tokens": 7, "output_tokens": 21, "total_tokens": 28},
},
}
async def _run_hook(
route: str,
stream: AsyncGenerator[Union[ModelResponseStream, JsonPayload], None],
sampling_rate: int = 1,
end_of_stream_only: bool = False,
buffer_until_moderated: bool = False,
blocks: bool = True,
) -> Tuple[StreamChunk, ...]:
guardrail = (
_BlockingGuardrail(guardrail_name="test-blocking-guardrail", event_hook="post_call")
if blocks
else _PassingGuardrail(guardrail_name="test-passing-guardrail", event_hook="post_call")
)
guardrail.streaming_sampling_rate = sampling_rate
guardrail.streaming_end_of_stream_only = end_of_stream_only
guardrail.streaming_buffer_until_moderated = buffer_until_moderated
unified_guardrail = UnifiedLLMGuardrails()
user_api_key_dict = UserAPIKeyAuth(api_key="test", request_route=route)
request_data = {
"messages": [{"role": "user", "content": "hi"}],
"guardrail_to_apply": guardrail,
"metadata": {"guardrails": [guardrail.guardrail_name]},
}
return tuple(
[
chunk
async for chunk in unified_guardrail.async_post_call_streaming_iterator_hook(
user_api_key_dict=user_api_key_dict,
response=stream,
request_data=request_data,
)
]
)
def _sse_payloads(collected: Tuple[StreamChunk, ...]) -> Tuple[JsonPayload, ...]:
return tuple(
json.loads(line[len("data:") :].strip())
for chunk in collected
if isinstance(chunk, bytes)
for block in chunk.decode().split("\n\n")
for line in block.strip().split("\n")
if line.startswith("data:")
)
def _assert_no_error_frame(collected: Tuple[StreamChunk, ...]) -> None:
raw = "".join(chunk.decode() for chunk in collected if isinstance(chunk, bytes))
assert '"error"' not in raw, f"unexpected error blob in stream: {raw!r}"
@pytest.mark.asyncio
async def test_chat_pre_stream_block_emits_standalone_completion():
"""Block on the first chunk: a standalone completion opens with a role delta
and ends with finish_reason content_filter."""
collected = await _run_hook("/v1/chat/completions", _chat_stream(end=False))
_assert_no_error_frame(collected)
payloads = _sse_payloads(collected)
assert payloads, "no block SSE chunks were emitted"
assert payloads[0]["choices"][0]["delta"] == {"role": "assistant", "content": BLOCK_MESSAGE}
assert payloads[-1]["choices"][0]["finish_reason"] == "content_filter"
@pytest.mark.asyncio
async def test_chat_mid_stream_block_continues_the_completion():
"""Regression for the LIT-6496 500 error frame: after chunks were already
forwarded, the block continues the same completion id and terminates with
finish_reason content_filter instead of raising into an error blob."""
collected = await _run_hook("/v1/chat/completions", _chat_stream(end=False), sampling_rate=5)
_assert_no_error_frame(collected)
forwarded = [chunk for chunk in collected if isinstance(chunk, ModelResponseStream)]
assert forwarded, "original chunks should have streamed before the block"
payloads = _sse_payloads(collected)
assert payloads, "no block SSE chunks were emitted"
assert all(payload["id"] == "chatcmpl-live" for payload in payloads), (
"block chunks must continue the in-progress completion, not start a new one"
)
assert payloads[0]["choices"][0]["delta"] == {"content": BLOCK_MESSAGE}
assert payloads[-1]["choices"][0]["finish_reason"] == "content_filter"
@pytest.mark.asyncio
async def test_chat_end_of_stream_block_terminates_cleanly():
"""Regression for bugbot's finish-ordering finding: in end_of_stream_only
mode the original finish chunk must be withheld until moderation decides,
so a block's content_filter finish is the only stream terminator a client
ever sees - never policy text trailing after finish_reason stop."""
collected = await _run_hook("/v1/chat/completions", _chat_stream(end=True), end_of_stream_only=True)
_assert_no_error_frame(collected)
forwarded = [chunk for chunk in collected if isinstance(chunk, ModelResponseStream)]
assert forwarded, "content chunks still stream to the client before end-of-stream moderation"
assert all(choice.finish_reason is None for chunk in forwarded for choice in chunk.choices), (
"the original finish chunk must be withheld until moderation decides"
)
payloads = _sse_payloads(collected)
assert BLOCK_MESSAGE in json.dumps(payloads)
assert payloads[-1]["choices"][0]["finish_reason"] == "content_filter"
@pytest.mark.asyncio
async def test_chat_end_of_stream_pass_releases_withheld_finish_chunk():
"""When end-of-stream moderation passes, the withheld finish chunk is
released so a clean stream still terminates normally."""
collected = await _run_hook(
"/v1/chat/completions", _chat_stream(end=True), end_of_stream_only=True, blocks=False
)
assert not [chunk for chunk in collected if isinstance(chunk, bytes)], (
"a clean stream must carry no synthetic block frames"
)
forwarded = [chunk for chunk in collected if isinstance(chunk, ModelResponseStream)]
finish_reasons = [choice.finish_reason for chunk in forwarded for choice in chunk.choices]
assert finish_reasons[-1] == "stop", "the withheld finish chunk must be released after moderation passes"
assert all(reason is None for reason in finish_reasons[:-1])
@pytest.mark.asyncio
async def test_responses_buffered_block_emits_full_event_sequence():
"""Buffered moderation blocks before anything streams: a complete synthetic
Responses stream from response.created through response.completed carrying
the block message, with the original content never released."""
collected = await _run_hook("/v1/responses", _responses_stream(end=True), buffer_until_moderated=True)
_assert_no_error_frame(collected)
assert not [chunk for chunk in collected if isinstance(chunk, dict)], (
"buffered original chunks must never be released after a block"
)
payloads = _sse_payloads(collected)
event_types = [payload["type"] for payload in payloads]
assert event_types[0] == "response.created"
assert "response.output_text.delta" in event_types
assert event_types[-1] == "response.completed"
completed = payloads[-1]["response"]
assert completed["status"] == "completed"
assert completed["output"][0]["content"][0]["text"] == BLOCK_MESSAGE
assert completed["usage"] == {"input_tokens": 7, "output_tokens": 21, "total_tokens": 28}
assert "original answer" not in json.dumps(payloads)
@pytest.mark.asyncio
async def test_responses_mid_stream_block_continues_the_response():
"""Regression for the LIT-6496 500 error frame and bugbot's unclosed-item
finding: after events were already forwarded, the block first closes the
output item still open on the wire, then appends the replacement item under
the same response id, and closes with response.completed - never a second
response.created and never a completed response with an item left open."""
collected = await _run_hook("/v1/responses", _responses_stream(end=False))
_assert_no_error_frame(collected)
forwarded = [chunk for chunk in collected if isinstance(chunk, dict)]
forwarded_types = [chunk["type"] for chunk in forwarded]
assert "response.created" in forwarded_types, "original events should have streamed before the block"
payloads = _sse_payloads(collected)
assert payloads, "no block SSE chunks were emitted"
block_types = [payload["type"] for payload in payloads]
assert "response.created" not in block_types, "a mid-stream block must not restart the response"
assert block_types[-1] == "response.completed"
all_events = forwarded + list(payloads)
opened = sorted(event["output_index"] for event in all_events if event["type"] == "response.output_item.added")
closed = sorted(event["output_index"] for event in all_events if event["type"] == "response.output_item.done")
assert opened == closed, "every output item opened on the stream must be closed before response.completed"
original_done_position = block_types.index("response.output_item.done")
block_item_position = block_types.index("response.output_item.added")
assert original_done_position < block_item_position, (
"the in-progress original item must be closed before the block item is appended"
)
assert payloads[original_done_position]["item"]["id"] == "msg_orig"
assert payloads[block_item_position]["output_index"] == 1, (
"the block item must continue after the original output item"
)
completed = payloads[-1]["response"]
assert completed["id"] == "resp_live"
assert completed["output"][0]["content"][0]["text"] == BLOCK_MESSAGE
@pytest.mark.asyncio
async def test_responses_end_of_stream_block_reports_original_usage():
collected = await _run_hook("/v1/responses", _responses_stream(end=True), end_of_stream_only=True)
_assert_no_error_frame(collected)
forwarded_types = [chunk["type"] for chunk in collected if isinstance(chunk, dict)]
assert "response.completed" not in forwarded_types, (
"the original terminal event must be withheld and replaced by the block sequence"
)
payloads = _sse_payloads(collected)
completed = payloads[-1]["response"]
assert payloads[-1]["type"] == "response.completed"
assert completed["id"] == "resp_live"
assert completed["output"][0]["content"][0]["text"] == BLOCK_MESSAGE
assert completed["usage"] == {"input_tokens": 7, "output_tokens": 21, "total_tokens": 28}

View file

@ -1844,7 +1844,8 @@ class TestStreamingHttpErrorFrames:
out = await _drive_stream(UnifiedLLMGuardrails(), guardrail, chunks)
assert out[:2] == chunks
assert out[0] == chunks[0]
assert chunks[1] not in out
frame = out[-1]
assert isinstance(frame, bytes)
text = frame.decode()

View file

@ -1,6 +1,6 @@
{
"LIT001": {
"limit": 22367
"limit": 22364
},
"LIT002": {
"limit": 26777